Disclosures

No offer and no solicitation

This website is published for general information about Tectum Investments LLC and the work the firm does. Nothing on it is an offer to sell, or a solicitation of an offer to buy, any security, interest or investment product, and nothing on it creates an advisory, agency or fiduciary relationship of any kind.

Any offering of securities by the firm or its affiliates would be conducted as a private placement exempt from registration, would be made only through definitive offering documents, and would be limited to persons who qualify under the applicable exemption and to jurisdictions where such an offering is permitted.

How this site is written

Words such as target, seek, aim, intend, estimate and expect describe objectives and methods. They are not commitments, guarantees or predictions, and nothing here is a representation that any particular structure, return, timeline or outcome will be achieved.

Where this site says the firm can do something, that describes a capability the firm may bring to an engagement on agreed terms. It is not an undertaking to act in any particular transaction, and no engagement exists until it is agreed in writing.

What the firm is not

Tectum Investments LLC does not raise capital for third parties and does not act as a placement agent, finder or intermediary in the offer or sale of securities for others.

The firm does not solicit investors for any issuer, does not negotiate the terms of any investment on behalf of an issuer or an investor, does not make recommendations to investors, does not handle investor funds or securities, and receives no compensation that is contingent on the offer or sale of any security.

Tectum Investments LLC is not a broker-dealer and is not registered as an investment adviser in any jurisdiction. The firm does not provide advice to any person as to the value of securities or as to the advisability of investing in, purchasing or selling securities, and does not provide personalized investment, legal or tax advice. Nothing on this site is tailored to any particular person's circumstances.

How anyone would participate

The firm is not conducting an offering of securities and this site is not the channel for one. If the firm or an affiliate were ever to offer participation in a transaction, that offering would be made only through definitive offering documents for that transaction, only to persons meeting the applicable investor qualification standards, and only in jurisdictions where the offering is permitted. No funds are solicited or accepted through this site.

Any such offering would be conducted in reliance on an available exemption from registration.

Not investment, legal or tax advice

The content here is general in nature and is not tailored to the objectives, financial situation or needs of any particular person. It is not investment, legal, accounting or tax advice, and it should not be treated as a recommendation to enter into any transaction. Take your own professional advice before acting.

How the transaction figure is stated

References to more than $2 billion in principal transaction experience describe the aggregate value of transactions in which the firm and its principals have participated over their careers, in a range of roles. The figure is not a statement of assets under management, of capital raised, or of investment returns, and it is not a projection.

Past activity is not a guide to future results. Investments of the kind described here involve risk, including the risk of losing the entire amount invested, and they are illiquid.

Forward looking statements and third party information

Statements about strategy, markets or intentions reflect views held at the time of writing and may change without notice. Actual outcomes can differ materially. Where information is drawn from third party sources it is believed to be reliable but has not been independently verified, and no warranty is given as to its accuracy or completeness.

Where this is published

Tectum Investments LLC is organized in the United States. This site is directed at persons in jurisdictions where its content may lawfully be provided. If access or use of this site is contrary to the law that applies to you, do not use it.

Questions about anything on this page can be sent through the contact form.